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J Am Coll Cardiol, 2008; 51:865-884, doi:10.1016/j.jacc.2008.01.006 © 2008 by the American College of Cardiology Foundation |
Key Words: ACC/AHA Performance Measures nonvalvular atrial fibrillation atrial flutter
| ACC/AHA Task Force on Performance Measures |
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| Table of Contents |
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| Preamble |
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Although the focus of the performance measures writing committees is on measures intended for quality improvement efforts, other organizations may use these measures for external review or public reporting of provider performance. Therefore, it is within the scope of the writing committee's task to comment, when appropriate, on the strengths and limitations of such external reporting for a particular cardiovascular disease state or patient population.
All the measures in this set have limitations and pose challenges to implementation that could result in unintended consequences when used for accountability. The implementation of these measures for purposes other than quality improvement requires field testing to address issues related but not limited to sample size, frequency of use of an intervention, comparability, and audit requirements. The way in which these issues are addressed is dependent on the type of accountability developed, including the method of data collection, assignment of patients to physicians for measurement purposes, establishment of baseline measures, incentives, and public reporting methods, among other things. The ACC/AHA encourages those interested in implementing these measures for purposes other than quality improvement to work with the ACC/AHA to understand these complex issues in pilot testing projects, to assess limitations and confounding factors, and to guide refinements of the measures to enhance their utility for these additional purposes.
By facilitating measurements of cardiovascular healthcare quality, ACC/AHA performance measurement sets may serve as vehicles to accelerate appropriate translation of scientific evidence into clinical practice. These documents are intended to provide practitioners with tools to measure the quality of care and identify opportunities for improvement. Because the target audience for these measures is the practitioner, they were constructed from the provider's perspective and not to characterize "good" or "bad" practice. Rather, it is our hope that application of these performance measures will provide a mechanism through which the quality of medical care can be measured and improved.
Robert O. Bonow, MD, FACC, FAHA
Chair, ACC/AHA Task Force on Performance Measures
| I. Introduction |
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A. Scope of the Problem. Atrial fibrillation is the most common arrhythmia encountered in clinical practice, accounting for approximately one third of all hospitalizations for cardiac rhythm disturbances. It has been estimated that 2.2 million Americans have paroxysmal or persistent AF, but the actual number may be higher (2). The prevalence of AF increases with age, reaching as high as 9% in octogenarians (3,4). During the past 20 years, there has been a 66% increase in hospital admissions for AF due to a combination of factors, including the aging of the population, a rising prevalence of chronic heart disease, and more frequent diagnosis through use of ambulatory monitoring devices (3,4). Atrial fibrillation is associated with an increased risk of stroke, heart failure, and all-cause mortality, especially in women. The mortality rate of patients with AF is higher than that of patients in normal sinus rhythm and is linked to severity of underlying heart disease (3,4). The guidelines for management of patients with AF recommend as a Class I indication that antithrombotic therapy for patients with atrial flutter follow the same approach as for patients with AF, given the evidence of their comparable risk of thromboembolism (4). Accordingly, these performance measures also apply to patients with atrial flutter who do not have valvular heart disease.
Given the morbidity, mortality, and costs associated with AF and atrial flutter, the ACC, AHA, and Physician Consortium chose this topic for performance measures both to raise the level of awareness of current guidelines and to provide tools physicians can use in practice to improve the quality of care provided to patients with nonvalvular AF and atrial flutter.
B. Structure and Membership of the Writing Committee. The members of the Writing Committee included senior clinicians, specialists in cardiac arrhythmias and electrophysiology, and a representative from the ACC/AHA/European Society of Cardiology (ESC) Atrial Fibrillation Guideline Revision Writing Committee. The Writing Committee also included members of the American Medical Association, the American College of Physicians, and the Heart Rhythm Society.
C. Disclosure of Relationships With Industry. The work of the Writing Committee was supported exclusively by the ACC, AHA, and Physician Consortium for Performance Improvement. Committee members volunteered their time, and there was no direct commercial support for the development of these performance measures. Meetings of the Writing Committee were confidential and attended only by committee members and staff. Writing Committee members were required to disclose in writing all financial relationships with industry relevant to this topic according to standard ACC and AHA reporting policies, and they verbally acknowledged these relationships to the other members (Appendix A).
D. Review and Endorsement. Between January 15 and February 15, 2007, the performance measures document underwent a 30-day public comment period, during which ACC and AHA members and other healthcare professionals had an opportunity to review and comment on the text in advance of its final approval and publication. More than 15 responses were received.
The official peer review/content review of the document was conducted simultaneous with the 30-day public comment period, with 6 peer reviewers nominated by the ACC and 3 by the AHA (Appendix B). Additional comments were sought from clinical content experts and performance measurement experts.
The ACC/AHA/Physician Consortium 2008 Clinical Performance Measures for Adults With Atrial Fibrillation or Atrial Flutter were adopted by the respective governing bodies of the ACC and the AHA in September 2007 and approved by the American Medical Association–Physician Consortium for Performance Improvement in December 2007. These measures will be reviewed for currency once every year and updated as needed. They should be considered valid until either updated or rescinded by the ACC/AHA Task Force on Performance Measures.
| II. Methodology |
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A. Definition of AF and Atrial Flutter. The Writing Committee used the "ACC/AHA/ESC 2006 Guidelines for the Management of Patients With Atrial Fibrillation" and the "ACC/AHA Key Data Elements and Definitions for Measuring the Clinical Management and Outcomes of Patients With Atrial Fibrillation" for definitions of AF and atrial flutter (4,5). These guidelines define AF as a supraventricular tachyarrhythmia characterized by uncoordinated atrial activity with consequent deterioration of atrial mechanical function (4,5). On the electrocardiogram (ECG), AF is characterized by the replacement of consistent P waves with rapid oscillations or fibrillatory waves that vary in amplitude, shape, and timing, associated with an irregular, frequently rapid ventricular response when atrioventricular conduction is intact (4,5).
Multiple classification schemes for AF have been proposed with a consensus driven by the desire for simplicity and clinical relevance (4,5). The clinician should distinguish a first-detected episode of AF, whether or not it is symptomatic or self-limited, recognizing that there may be uncertainty about the duration of the episode and about previous undetected episodes. With 2 or more episodes, AF is considered recurrent. If AF terminates spontaneously, recurrent AF is designated as paroxysmal; when sustained, AF is designated as persistent. When persistent, AF that terminates with pharmacological therapy or electrical cardioversion does not change the designation. Persistent AF may be either the initial presentation of the arrhythmia or the culmination of recurrent episodes of paroxysmal AF. The category of persistent AF also includes cases of longstanding AF (ie, more than 1 year) when cardioversion is not indicated, not attempted, or unsuccessful. This usually leads to permanent AF. This terminology applies to episodes of AF that last more than 30 seconds and that are unrelated to a reversible cause (4,5). These performance measures were developed to apply to all classifications of AF lasting longer than 30 seconds, with the exclusion of secondary AF due to acute reversible causes (4).
Reversible or secondary AF can occur in the setting of acute myocardial infarction, cardiac surgery, pericarditis, myocarditis, hyperthyroidism, pulmonary embolism, pneumonia, acute pulmonary disease, or other acute illness. This form of reversible AF is considered separately because AF is less likely to recur once the precipitating condition has resolved. In these settings, AF is not the primary problem, and treatment of the underlying disorder concurrently with management of the episode of AF usually results in termination of the arrhythmia without recurrence (4). These performance measures do not apply to such forms of secondary AF that are due to acute reversible causes.
Atrial fibrillation may occur in association with atrial flutter or atrial tachycardia (4). The typical form of atrial flutter is characterized by a sawtooth pattern of regular atrial activation called flutter (
) waves on the ECG, particularly visible in leads II, III, aVF, and V1. If untreated, the atrial rate typically ranges from 240 to 320 beats per minute, with
waves inverted in leads II, III, and aVF and upright in lead V1 (4,5). The direction of activation in the right atrium may be reversed, resulting in upright
waves in leads II, III, and aVF and inversion in lead V1. Atrial flutter may degenerate into AF, and AF may convert to atrial flutter. Atrial flutter is usually readily distinguished from AF, but misdiagnosis may occur when coarse fibrillatory atrial activity is prominent in more than 1 ECG lead (4,5).
The guidelines indicate that it is prudent to estimate thromboembolic risk for patients with atrial flutter using the same criteria as for AF (4). Although there are fewer data regarding risk stratification and anticoagulation for atrial flutter, and treatment strategies for atrial flutter differ from those for AF, the Writing Committee included atrial flutter as an arrhythmia appropriate for these performance measures on the basis of several considerations. Atrial flutter commonly occurs in patients with AF at risk for thromboembolism. The current guidelines indicate as a Class I recommendation that it is prudent to stratify patients on the basis of thromboembolic risk and to consider anticoagulation for atrial flutter in a fashion similar to that for patients with AF. To align these performance measures with the practice guidelines, the Writing Committee developed the performance measures to apply both to patients with AF and to those with atrial flutter (4).
Table 2 lists the relevant International Classification of Diseases, 9th Revision, Clinical Modification (ICD-9-CM) diagnosis codes for these measures. The specific period of interest for each measure is further defined in the full specifications in Appendix C.
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The focus of this initial set of performance measures is prevention of thromboembolism. Although the Writing Committee considered a number of additional potential measures that focus on equally important aspects of care, either the evidence base or other challenges to measurement of these components of care across all patients undermined their benefits.
Although the Writing Committee considered outcomes as potential performance measures, none were included at this time. These performance measures focus only on processes, because their specific purpose is to assist physicians in improving clinical care. The dimensions of care measurement matrix relevant to the performance measures for AF is presented in Table 3.
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D. Definition and Selection of Measures. Explicit criteria exist for the development of performance measures that accurately reflect quality of care; these include definition of the numerators and denominators of potential measures and evaluation of their applicability, interpretability, and feasibility. To select measures for inclusion in the performance measurement set, the Writing Committee prioritized the Class I and Class III recommendations from the 2001 ACC/AHA/ESC AF guideline and the grade 1 recommendations from the 2003 American College of Physicians/American Academy of Family Physicians guidelines for the management of newly detected AF (3,6). After publication of the "ACC/AHA/ESC 2006 Guidelines for the Management of Patients With Atrial Fibrillation" (4), the Writing Committee re-evaluated the performance measures to ensure consistency with the 2006 recommendations for risk stratification and anticoagulation (4).
From analysis of these recommendations, the Writing Committee identified potential measures relevant to the management of patients with AF and then independently evaluated their potential for use as performance measures using exclusion criteria adapted from the ACC/AHA "Attributes of Good Performance Measures" (Table 4) and the quality indicator survey form and definitions (Appendix D). Member ratings of all the potential measures were collated and discussed by the full committee to reach a consensus on which measures should advance for inclusion in the final measure set. Eight potential measures then advanced for full specification to assess their suitability as performance measures. The Writing Committee met again to review and clarify these specifications and to select measures for inclusion in the final set. At this stage, the Writing Committee also decided to include as an additional measure the assessment of thromboembolic risk factors.
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| III. Atrial Fibrillation and Atrial Flutter Performance Measures |
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B. Brief Summary of the Measurement Set. Table 5 shows the ACC/AHA/Physician Consortium AF and Atrial Flutter Performance Measurement Set, which consists of those measures with the highest level of evidence and the greatest support among the committee members. The measures include the following: 1) assessment of thromboembolic risk factors, 2) chronic anticoagulation therapy, and 3) monthly international normalized ratio (INR) measurement. These performance measures are intended for patients with nonvalvular AF or atrial flutter that is not due to acute reversible causes. Appendix C provides the detailed specifications for each performance measure, including the numerator, denominator, period of assessment, method of reporting, sources of data, rationale, clinical recommendations, and challenges to implementation.
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| IV. Discussion |
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Challenges to implementation of the measures are discussed where applicable. In general, the initial challenge facing any measurement effort is inadequate documentation. Discussion of these challenges is not an argument against any individual measure. Rather, such discussion should be considered a cautionary note that draws attention to areas in which additional research should be considered to enhance the value of the measures.
A. Risk Stratification. The Writing Committee recognizes that controversy exists regarding the threshold for use of chronic anticoagulation, especially for patients at intermediate risk of thromboembolism (4,7). In addition to prior stroke or transient ischemic attack (TIA), heart failure or impaired left ventricular systolic function, hypertension, advanced age, and diabetes mellitus have consistently emerged as independent risk factors for ischemic stroke associated with nonvalvular AF (3–6,8). The relative risk of ischemic stroke associated with specific clinical features, derived from a collaborative analysis of participants given no antithrombotic therapy in the control groups of 5 randomized trials, is displayed in Table 6 (9).
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The CHADS2 (Cardiac failure, Hypertension, Age, Diabetes, Stroke [Doubled]) index integrates elements from several schemes (12) and is based on a point system in which 2 points are assigned for a history of stroke or TIA and 1 point each is assigned for age over 75 years and a history of hypertension, diabetes mellitus, or recent heart failure, as shown in Table 7. The predictive value of this scoring system was evaluated in 1733 Medicare beneficiaries with nonvalvular AF between the ages of 65 and 95 years who were not given warfarin at hospital discharge (Table 8) (12–15). Although high scores were associated with an increased stroke rate in this elderly cohort, few patients had a score of 5 or more or a score of zero. Relatively few patients (8% of the CHADS2 derivation cohort) had a history of stroke or TIA in the absence of other independent predictors. Hence, the index may underestimate the incremental risk contributed by prior thromboembolism, and anticoagulation is indicated for secondary prevention regardless of the CHADS2 score.
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C. Potential Measures Addressing the Quality of Anticoagulation Therapy. Although clearly an essential part of the care of patients receiving chronic anticoagulation therapy, assessment of the consistency of anticoagulation (eg, the proportion of the treatment period during which the INR is maintained in the target therapeutic range) does not lend itself easily to the development of performance measures. The data collection effort required for measurement of performance would be substantial, because it depends on determining both when the patient was taking warfarin and the dates of all INR measurements. In addition, numerous clinical trials have shown that even in controlled environments, the maintenance of INR within a narrow target range for patients prescribed warfarin for stroke prevention is challenging. The goal for this measure would therefore be less than 100 percent, which would make it necessary to define an acceptable level of performance. For these reasons, the Writing Committee deferred the inclusion of a performance measure related to achievement of target INR intensity for future consideration (14,15).
| Staff |
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John C. Lewin, MD, Chief Executive Officer
Charlene May, Director, Clinical Policy and Documents
Tilithia McBride, Associate Director, Performance Measurement Policy
Melanie Shahriary, RN, BSN, Clinical Performance Measurement
Erin A. Barrett, Senior Specialist, Clinical Policy and Documents
American Heart Association
M. Cass Wheeler, Chief Executive Officer
Gayle R. Whitman, RN, PhD, FAAN, FAHA, Vice President, Office of Science Operations
Kathryn A. Taubert, PhD, FAHA, Senior Science Advisor
| Disclosures |
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| Footnotes |
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The ACC and AHA request that this document be cited as follows: Estes NAM III, Halperin JL, Calkins H, Ezekowitz MD, Gitman P, Go AS, McNamara RL, Messer JV, Ritchie JL, Romeo SJW, Waldo AL, Wyse DG. ACC/AHA/Physician Consortium 2008 clinical performance measures for adults with nonvalvular atrial fibrillation or atrial flutter: a report of the American College of Cardiology/American Heart Association Task Force on Performance Measures and the Physician Consortium for Performance Improvement (Writing Committee to Develop Performance Measures for Atrial Fibrillation). J Am Coll Cardiol 2008;51:865–84.
This article has been copublished in Circulation.
Copies: This document is available on the World Wide Web sites of the American College of Cardiology (www.acc.org) and the American Heart Association (my.americanheart.org). For copies of this document, please contact Elsevier Inc. reprint department, fax (212) 633-3820, e-mail reprints{at}elsevier.com.
This Physician Performance Measurement Set (PPMS) and related data specifications were developed by the Physician Consortium for Performance Improvement (the Consortium) including the American College of Cardiology (ACC), the American Heart Association (AHA), and the American Medical Association (AMA) to facilitate quality improvement activities by physicians. The performance measures contained in this PPMS are not clinical guidelines and do not establish a standard of medical care, and they have not been tested for all potential applications. This PPMS is intended to assist physicians to enhance quality of care and is not intended for comparing individual physicians to each other or for individual physician accountability by comparing physician performance against the measure or guideline.
This PPMS is subject to review and may be revised or rescinded at any time by the Consortium. The PPMS may not be altered without the prior written approval of the Consortium. A PPMS developed by the Consortium, while copyrighted, can be reproduced and distributed, without modification, for noncommercial purposes, eg, use by health care providers in connection with their practices. Commercial use is defined as the sale, license, or distribution of the performance measures for commercial gain, or incorporation of the performance measures into a product or service that is sold, licensed, or distributed for commercial gain. Commercial uses of the performance measures require a license agreement between the user and the AMA (on behalf of the Consortium) or the ACC or the AHA. Neither the Consortium nor its members shall be responsible for any use of this PPMS.
THE MEASURES AND SPECIFICATIONS ARE PROVIDED "AS IS" WITHOUT WARRANTY OF ANY KIND.
Limited proprietary coding is contained in the measure specifications for convenience. Users of the proprietary code sets should obtain all necessary licenses from the owners of these code sets. The AMA, the ACC, the AHA, the Consortium and its members disclaim all liability for use or accuracy of any Current Procedural Terminology (CPT) or other coding contained in the specifications.
CPT contained in the measures specifications is copyright 2005 American Medical Association. LOINC copyright 2004 Regenstrief Institute, Inc. SNOMED CLINICAL TERMS (SNOMED CT) copyright 2004 College of American Pathologists (CAP). All Rights Reserved. Use of SNOMED CT is only authorized within the United States.
Permissions: Multiple copies, modification, alteration, enhancement, and/or distribution of this document are not permitted without the express permission of the American College of Cardiology Foundation or the American Heart Association. Please contact Elseviers permission department at healthpermissions{at}elsevier.com.
* Former Task Force member during this writing effort. ![]()
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