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J Am Coll Cardiol, 2005; 46:1729-1736, doi:10.1016/j.jacc.2005.06.077
(Published online 10 October 2005). © 2005 by the American College of Cardiology Foundation |



* Division of Cardiology, Case Western University/University Hospitals of Cleveland, Cleveland, Ohio
Duke Clinical Research Institute, Durham, North Carolina
Department of Pulmonary Medicine, Duke University Medical Center, Durham, North Carolina
EPI-Q Inc., Oak Brook, Illinois
Manuscript received December 18, 2004; revised manuscript received June 8, 2005, accepted June 28, 2005.
* Reprint requests and correspondence: Dr. Albert L. Waldo, University Hospitals of Cleveland, Division of Cardiology, 11100 Euclid Avenue, Cleveland, Ohio 44106-5038 (Email: albert.waldo{at}case.edu).
| Abstract |
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BACKGROUND: The National Anticoagulation Benchmark Outcomes Report (NABOR) is a performance improvement program designed to benchmark anticoagulation prophylaxis, treatment, and outcomes among participating hospitals.
METHODS: A retrospective cohort study of inpatients was performed at 21 teaching, 13 community, and 4 Veterans Administration hospitals in the U.S. Patients with an ICD-9-CM code for AF (427.31) were randomly selected.
RESULTS: Among the 945 patients studied, the mean age was 71.5 (± 13.5) years; 43% were >75 years of age, 54.5% were men, and 67% had a history of hypertension. Most (86%) had factors that stratified them as at high risk of stroke, and only 55% of those received warfarin. Neither warfarin nor aspirin were prescribed in 21% of high-risk patients, including 18% of those with a previous stroke, transient ischemic attack, or systemic embolic event. Age >80 years (p = 0.008) and perceived bleeding risk (p = 0.022) were negative predictors of warfarin use. Persistent/permanent AF (p < 0.001) and history of stroke, transient ischemic attack, or systemic embolus (p = 0.014) were positive predictors of warfarin use, whereas high-risk stratification was not.
CONCLUSIONS: This study confirms the under-use of warfarin, but also adds to published reports in several regards. It showed that risk stratification, the guidepost for treatment in international guidelines, had little effect on warfarin use, and that age >80 years and AF classification (permanent/persistent) are factors that influence warfarin use.
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Atrial fibrillation (AF) is a strong, independent risk factor for stroke because it is associated with formation of left atrial thrombi. With advancing age, AF becomes an increasingly important cause of stroke, with a prevalence <1% in those less than 60 years old and 8% to 10% in those more than 80 years of age (24). Each year, 60,000 strokes occur among 2.3 million Americans with this arrhythmia and consequential risk for stroke and systemic emboli. These incidences are predicted to more than double in the coming decades (5). Randomized, controlled trials (613) have shown that anticoagulation with warfarin (international normalized ratio [INR], 2 to 3) reduces the risk of ischemic stroke by about 68% in unselected patients with AF (1416).
This study was performed to determine recent stroke prevention practices, including predictors of anticoagulation utilization, for inpatients with a primary or secondary diagnosis of AF. In addition, benchmarking was used to provide a stimulus for improving antithrombotic management in hospitals, where needed.
| Methods |
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Lists of patients meeting inclusion criteria were generated by each participating center for the study period of January 1, 2002, through December 31, 2002. From these lists, 25 records from each participating center were selected randomly for inclusion. One site was allowed to include patients treated beginning in July 2000 to obtain the requested number of records for that site.
Eligibility. Patients records were eligible for inclusion in the NABOR program based on ICD-9-CM codes after discharge. Included were patients discharged with a primary or secondary diagnosis of AF (ICD-9-CM 427.31). Patients were excluded if they were <18 years old, were admitted from another acute care hospital where therapy was already initiated, or were discharged to another acute care hospital to continue treatment.
Data collection. Patients admitted in the target population had charts reviewed by hospital personnel to determine the following: demographics; risk factors on admission predisposing patients to bleeding or thromboembolic events; therapy for prevention and treatment of thromboembolic and ischemic events; treatment selection and dosing of warfarin and aspirin; hospital course; and 30-day readmission to the same facility.
Participating hospitals were required to designate a facilitator and to complete a training session for randomization and data collection procedures before patient selection. Medical records were selected using a random numbers table, with the exception of sites that had inherent randomization capability in their medical record system. Chart review was performed on-site by health personnel from the participating institution. A standard data collection form and data dictionary defining each collected element was used. Once data were collected, the site facilitator supervised data entry into the NABOR data entry software. The software was used to remove any patient identifying information, validate the completeness and consistency of entry, and transmit the data via the internet or diskette to the study center for analysis. On receipt by the study center, data were queried for any inconsistencies, and queries were resolved with the site before data entry.
We stratified patients for risk of stroke (2,3). Those with a previous stroke, transient ischemic attack (TIA), or systemic embolus; history of hypertension; left ventricular dysfunction; age >75 years; rheumatic mitral valve disease; or prosthetic heart valve were stratified to high risk. Those with one risk factor, including age 65 to 75 years, diabetes mellitus, or coronary artery disease were stratified to moderate risk, but those with one or more of these risk factors were stratified to high risk. Patents 65 years of age and younger and with no cardiovascular disease were stratified to low risk.
Analysis. To analyze the impact of patient characteristics and stroke risk factors on AF treatment, we used a two-staged analysis strategy. At the univariate stage, we analyzed the following possible predictor variables of AF treatment: age, AF classification (first vs. recurrent event, paroxysmal vs. persistent/permanent event), AF stroke risk category (low, intermediate, high), history of stroke or TIA, and bleeding risk (history of aneurysm, neuropsychologic impairment, past bleeding episode or perceived fall risk) (17). Each possible predictor was examined in relation to warfarin use and no treatment using chi-square methodology. For eight patients with missing documentation of previous stroke, TIA, or systemic embolic event in the medical record, these parameters were assumed to be absent in univariate analysis.
Three logistic regression models were then run with warfarin use as the dichotomous-dependent variable. In the first model, AF risk category, history of stroke, TIA, or systemic embolic event, AF classification, and bleeding risk were entered into the model as independent variables. In the second model, we replaced AF risk category with age. In the third model, we removed all extraneous variables to create a parsimonious model predicting treatment with warfarin. Odds ratios and 95% confidence intervals were calculated. Analyses were conducted using SPSS for Windows version 11.0 (SPSS Inc., Chicago, Illinois) and in a two-tailed fashion, with level of significance set as 0.05.
| Results |
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Further analysis of those in the high-risk cohort (n = 814) was performed to determine possible rationale for not prescribing warfarin. Fall risk was reported in 41.7%, neuropsychological impairment in 16.8%, a past bleeding episode in 14.6%, peptic ulcer disease in 12.7%, and a history of aneurysm in 5.1%. However, none of these factors were reported as present in 43.1% of high-risk patients not receiving warfarin (Table 2).
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80 years old and those <80 years old. In those <80 years, the warfarin treatment rate was 56.7% versus 46% in those
80 years (p < 0.01). However, the perceived or actual risk of bleeding was also 1.7 times greater in those
80 years old (69.1% vs. 40.5%, p < 0.001) (Fig. 3).
We also determined the overall effect of perceived or actual bleeding risk and the individual effect of each bleeding risk factor on use of warfarin in the cohort
80 years of age. In this cohort, 64.8% receiving warfarin versus 72.7% not receiving warfarin (p = 0.31) had a perceived or actual risk of bleed. The only bleeding risk factor that was a predictor for use of warfarin was peptic ulcer disease, with a reported incidence of 7% in those receiving warfarin versus 16% in those not receiving warfarin (p = 0.025) (Table 3).
Predictors of warfarin use. Three logistic regression models were then run with warfarin use as the dichotomous dependent variable. In the first model, AF stroke risk category; history of stroke, TIA, or systemic embolic event; type of AF; and perceived or actual bleeding risk were entered into the model (Table 4). The AF risk was chosen for incorporation in the model a priori with input from the study committee. Age was not added to the regression model, because age is a primary determinant of AF risk. Including both in the model would introduce colinearity. Persistent/permanent AF; recurrent AF; and history of stroke, TIA, or systemic embolic event each were independent variables associated with increased likelihood of receiving warfarin. Perceived or actual bleeding risk significantly decreased the likelihood of warfarin treatment, but as also indicated in univariate analysis, high-risk stratification was not associated with warfarin treatment.
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| Discussion |
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Comparison with warfarin use in other AF studies. The first large study of national patterns of warfarin use in AF was performed by Stafford and Singer (19). Using data from National Ambulatory Medical Care Surveys, their study showed that warfarin use in AF had improved from 7% in 1980 to 1981 to 32% in 1992 to 1993. Likewise, non-treatment declined from 90% to 48%. They showed that a trend of increasing warfarin use coincided with the publication of the Atrial Fibrillation Aspirin and Anticoagulation (AFASAK) study (6), the Stroke Prevention in Atrial Fibrillation (SPAF) study (79), the Boston Area Anticoagulation Trial for Atrial Fibrillation (BAATAF) (10), the Canadian Atrial Fibrillation (CAFA) study (11), and the Stroke Prevention in Nonrheumatic Atrial Fibrillation (SPINAF) study (12) between 1989 and 1992. Other studies have been performed in hospitals, long-term care facilities, and health maintenance organizations, showing a range in warfarin use from 32% to 57% and non-treatment from 22% to 59% (Table 5).
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Our populations incidence of major risk factors, including hypertension, coronary artery disease, congestive heart failure, and diabetes mellitus, was 67%, 42%, 34%, and 22%, respectively, compared with Albers et al. (20) with 55%, 30%, 39%, and 22%, respectively, and Go et al. (5) with 51%, 29%, 31%, and 17%. Interestingly, the incidence of hypertension ranged from 32% to 58% in the AFASAK (6), BAATAF (10), CAFA (11), SPINAF (12), and SPAF III (9) trials compared with our 67% incidence. The significance of this comparison is related to the findings of the SPAF III Writing Committee, who reported a 3.6% incidence of primary events in a "low-risk" cohort with hypertension versus a 1.1% much lower incidence of primary events in those without hypertension (27). Our high incidence of hypertension magnifies the need for greater use of anticoagulation in those who are hospitalized.
Effect of bleeding risk on anticoagulation.
Those using anticoagulation in AF patients must deal with the dilemma that increasing age increases the risk of both stroke and hemorrhage. This paradox is confounded by other risk factors for bleeding, particularly those for intracranial hemorrhage, such as cerebrovascular disease and hypertension (28), the incidence of which also increases with age. In our cohort, age
80 years and the occurrence of overall perceived or actual bleeding risk was not significantly different between those receiving and not receiving oral anticoagulation, with the exception of peptic ulcer disease. However, we wonder whether anticoagulation intensity, which has a strong relationship to both stroke and hemorrhage (28,30), might be a consideration, although it does not seem to be more inherently difficult to maintain therapeutic INRs as patients get older (31). Our findings may suggest that age
80 years, alone or in combination with another perceived barrier, other than the commonly professed risk of hemorrhage, is the reason that physicians less frequently prescribe oral anticoagulation to those over 80 years of age.
It was striking that in those high-risk patients not receiving warfarin, 43% had no perceived or actual bleeding risk factors present. Conversely, fall risk was the most frequently reported bleeding risk factor and was present in 41.7% of the population. If one accepts the conclusion of Man-Son-Hing and Laupacis (17) that the risk of subdural hematoma from falling is remarkably small, then for most of these patients the benefits of anticoagulant therapy outweigh the risks. Therefore, the actual percent of patients not receiving warfarin who were appropriate candidates for anticoagulation might more realistically approximate 62%, which represents those with no perceived or actual bleeding risk other than the risk of fall.
Predictors of warfarin use. This study points to an additional factor, aside from the commonly reported factors of previous stroke, bleeding history, or increasing age, as being predictive of warfarin use. A classification of persistent/permanent AF was associated with a 1.8-fold increase in the odds of receiving warfarin. Others have not analyzed this effect, perhaps because analyses of trial data have indicated that the rate of stroke is similar for both paroxysmal and chronic atrial fibrillation (32,33).
Go et al. (5), Antani et al. (21), Gurwitz et al. (34), and Brophy et al. (35) each analyzed positive and negative predictors for warfarin use in their respective studies of AF. They also noted the relationship of such factors as previous stroke, advanced age, and risk of hemorrhage predicting the use or non-use of warfarin. To our knowledge, we are the first to analyze and report persistent/permanent AF as a predictor of warfarin use.
In an era of international guidelines, we would expect that risk stratification for a high risk of stroke would have been predictive of warfarin use. However, the slight trend observed was not statistically significant. Likewise, McCormick et al. (36) in a study of long-term care patients showed that the odds of receiving warfarin increased with increasing number of stroke risk factors present, although this did also not reach statistical significance.
Study limitations. Composition of the participating hospitals was a potential source of bias, with respect to our findings being representative of U.S. hospitals. Academic hospitals contributed 55% of the study population, whereas community and VA hospitals contributed 34% and 11%, respectively. In addition, we identified patients only by ICD-9-CM code, and did not require confirmation of a diagnosis by an interpretable electrocardiogram. Others have noted the potential for misdiagnosis because of incorrect computerized interpretation of electrocardiogram, combined with failure of the ordering physician to correct the erroneous interpretation (37). We did not collect patient preference data regarding the use of warfarin from notations that might have been made in the medical record. We also did not exclude patients who had had open-heart surgery, a group in which AF is often transient. Another limitation is that our data lack information on use of warfarin after hospital discharge, because many chronic medications are not necessarily initiated in the hospital setting. However, we believe that when indicated, it is usual practice to initiate warfarin therapy at the first opportunity. Thus, we would have expected that in most instances, warfarin therapy would have been initiated in the hospital, and continued on an out-patient basis, making indicated dose adjustments until a stable INR in the therapeutic range was achieved. Also, the data were presumably from 2002, and in that sense, not totally contemporary. However, importantly, the American College of Cardiology/American Heart Association/European Society of Cardiology guidelines (3) were published in September 2001, making these data uniquely timely.
Conclusions. Most hospitalized AF patients have a high risk of stroke, particularly cardioembolic stroke. Data show that warfarin reduces the risk of cardioembolic stroke. However, warfarin is only used between 50% and 60% of the time in those AF patients with the greatest stroke risk. Contraindications to warfarin do not account for this level of under-use. Despite landmark clinical trials showing the benefits of warfarin to prevent stroke, the level of non-treatment and suboptimal treatment observed reflects either the real-world limitations of warfarin, disregard for risk-guided treatment, or both.29
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| References |
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