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J Am Coll Cardiol, 2004; 43:2242-2246, doi:10.1016/j.jacc.2004.03.033
© 2004 by the American College of Cardiology Foundation
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CLINICAL RESEARCH: ECHOCARDIOGRAPHY

Exercise echocardiographic findings and outcome of patients referred for evaluation of dyspnea

Sébastien Bergeron, MD*, Steve R. Ommen, MD*, Kent R. Bailey, PhD{dagger}, Jae K. Oh, MD*, Robert B. McCully, MD* and Patricia A. Pellikka, MD*,*

* Division of Cardiovascular Diseases, Rochester, Minnesota, USA
{dagger} Department of Biostatistics, Mayo Clinic, Rochester, Minnesota, USA

Manuscript received September 3, 2003; revised manuscript received February 25, 2004, accepted March 23, 2004.

* Reprint requests and correspondence: Dr. Patricia A. Pellikka, Mayo Clinic, 200 First Street SW, Rochester, Minnesota 55905, USA.
pellikka.patricia{at}mayo.edu


    Abstract
 Top
 Abstract
 Methods
 Results
 Discussion
 References
 
OBJECTIVES: The purpose of this study was to characterize the outcome of patients referred for exercise echocardiographic evaluation of dyspnea.

BACKGROUND: Little information exists regarding outcome of patients with dyspnea.

METHODS: We identified 443 patients with unexplained dyspnea, 2,033 with chest pain, and 587 with both symptoms referred for exercise echocardiography.

RESULTS: Compared to those with chest pain alone, patients referred for dyspnea alone were older, predominately men, and had lower workload, lower ejection fraction (EF), more prior myocardial infarction (MI), and abnormal rest electrocardiograms. Patients with both symptoms were similar to those with dyspnea, but more had prior revascularization. Exercise echocardiography showed ischemia in 42% of patients with dyspnea, 19% with chest pain, and 58% with both symptoms. During 3.1 ± 1.8 years follow-up, cardiac death (5.2% vs. 0.9%, p < 0.0001) and nonfatal MI (4.7% vs. 2.0%, p < 0.0001) occurred more often in patients with dyspnea. Events in patients with both symptoms were similar to those with dyspnea, except for revascularization (20% vs. 13%, p = 0.0004). For patients with dyspnea, independent predictors of events were previous MI (hazard ratio [HR] 3.35, p < 0.0001), male gender (HR 1.94, p = 0.0252), EF (HR 0.95/10% increment, p < 0.0001), and increase in wall motion score index with exercise (HR 4.19/0.25 U, p < 0.0001), but not chest pain.

CONCLUSIONS: Patients with unexplained dyspnea have a high likelihood of ischemia and an increased incidence of cardiac events. Exercise echocardiography provides independent information for identifying patients at risk. In patients with known or suspected coronary artery disease, dyspnea is a symptom requiring investigation.

Abbreviations and Acronyms
  CAD = coronary artery disease
  EF = ejection fraction
  HR = hazard ratio
  MI = myocardial infarction
  NYHA = New York Heart Association
  WMSI = wall motion score index


Dyspnea is a complex sensation that arises from multiple stimuli and clinical etiologies (1). When a cardiac etiology is suspected, exercise stress testing and echocardiography are often utilized to predict cardiovascular morbidity and mortality (2,3).

Exercise echocardiography permits combined assessment of exercise capacity, left ventricular systolic function, and exercise-induced ischemia, and has been validated as a predictor of cardiac events. Its prognostic value has been assessed in multiple large populations (4–6); however, these studies included little or no information about dyspnea as the primary referral symptom. Similarly, studies involving exercise electrocardiography have not provided subset analysis of patients with dyspnea (7,8). In a large nuclear perfusion study, dyspnea was an independent predictor of cardiac death; however, this symptom was present in only 10% of the population (9).

The purpose of this study was to characterize the results of exercise echocardiography in patients referred for evaluation of dyspnea, and the outcome of this group. For reference, we compared this group to patients referred for evaluation of chest pain and patients referred for evaluation of both chest pain and dyspnea.


    Methods
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 Abstract
 Methods
 Results
 Discussion
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Patients.   The study was approved by the institutional review board. From 1990 to 1995, 6,421 patients were referred for exercise echocardiography. Of these, 254 had inadequate echocardiographic images and 136 refused to participate in research. Of the remaining 6,031 patients, we identified 3,260 patients referred for evaluation of chest pain or dyspnea. Chest pain was classified as typical or atypical (10). We excluded 73 patients because of moderate or severe valvular heart disease and 58 because of previously established explanations of noncardiac dyspnea (31 with severe chronic obstructive pulmonary disease, 22 with other pulmonary pathology, and 5 with hemoglobin <9 g/dl). Of the remaining 3,129 patients, survival status was ascertained in 3,063 (98%). These constitute the population studied.

Exercise echocardiography.   All patients underwent symptom-limited treadmill exercise echocardiography according to previously described methods (4). Exercise was performed according to the Bruce protocol in 2,734 patients, Naughton in 150 patients, and modified Bruce in 179 patients.

Wall motion was scored according to a 16-segment model, in which 1 = normal or hyperdynamic, 2 = hypokinetic, 3 = akinetic, 4 = dyskinetic, and 5 = aneurysm (11). Wall motion score index (WMSI) was calculated at rest and with exercise as the sum of segmental scores divided by number of segments. New or worsening wall motion with exercise was considered indicative of myocardial ischemia. Wall motion abnormalities present at rest and unchanged with exercise were classified as fixed. Exercise echocardiography was considered abnormal if ischemia or fixed wall motion abnormalities were present.

Follow-up.   The Social Security Agency Death Index was used to ascertain survival status. Additionally, follow-up for cardiac events (4) was available in 1,016 of 1,030 (99%) patients with dyspnea and 1,966 of 2,033 (97%) patients with chest pain.

End points were cardiac events, including nonfatal myocardial infarction (MI) and cardiac death, and all-cause mortality. Patients who had coronary revascularization before other events were censored at the time of revascularization for the cardiac event analysis. No censoring was performed for analysis of all-cause mortality.

Statistical analysis.   Continuous variables were reported as mean ± SD; comparisons between groups were based on the Wilcoxon rank-sum test. Group comparisons were based on the chi-square test. Survival was estimated by the Kaplan-Meier method. Univariable and multivariable associations of clinical and exercise echocardiographic variables with cardiac events were assessed in the Cox proportional hazards framework. Variables were selected in a stepwise forward selection manner with entry and retention set at a significance level of 0.05. Parameters with univariate significance were considered for multivariate analysis.


    Results
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 Abstract
 Methods
 Results
 Discussion
 References
 
Study group.   There were 443 patients with dyspnea alone, 587 with dyspnea and chest pain (typical in 75% and atypical in 25%), and 2,033 patients with chest pain alone (typical in 33% and atypical in 67%). Clinical characteristics are presented in Table 1. Among patients with dyspnea, symptoms were New York Heart Association (NYHA) functional class I in 415 (40%) patients, class II in 564 (55%) patients, and class III in 51 (5%) patients. Exercise echocardiographic parameters are summarized in Table 2.


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Table 1 Clinical Characteristics

 

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Table 2 Exercise Echocardiographic Parameters

 
Outcomes.   Table 3 shows cardiac events, coronary revascularization, and mortality based on presenting symptoms during a median follow-up of 3.1 ± 1.8 years. Dyspnea was associated with a higher occurrence of each event compared to chest pain alone. The outcome for patients with both symptoms was similar to that of patients with dyspnea alone, except for a higher rate of revascularization. For all-cause mortality, the estimated one-, three-, and five-year survival rates were significantly worse for patients with dyspnea alone (97%, 92%, and 86%, respectively) than for those with chest pain (99.6%, 99%, and 96%, respectively) (Fig. 1). Similarly, the estimated cardiac event-free survival for patients with dyspnea was 98%, 95%, and 92% at one, three, and five years compared to 99.5%, 99%, and 96% for those with chest pain (Fig. 2).


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Table 3 Outcome for Patients With Dyspnea Compared With Those Having Chest Pain

 


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Figure 1 Survival among patients referred for dyspnea, with or without chest pain, was significantly worse than that of patients referred for evaluation of chest pain.

 


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Figure 2 Cardiac event-free survival among patients referred for dyspnea, with or without chest pain, was significantly worse than that of patients referred for evaluation of chest pain.

 
A separate analysis was performed to compare patients with isolated dyspnea to the 671 patients with typical chest pain. Patients with dyspnea had a higher occurrence of cardiac events (6.3% vs. 3.0%, p = 0.0081), cardiac death (5.2% vs. 1.5%, p = 0.0004), and all-cause mortality (11.7 % vs. 4.1 %, p < 0.0001).

Predictors of cardiac events for patients with dyspnea.   Univariate and multivariate predictors of cardiac events in dyspneic patients are presented in Table 4. Ejection fraction (EF) and change in WMSI were independently predictive of cardiac events. Chest pain, typical angina, hypertension, hypercholesterolemia, diabetes mellitus, mild lung disease, smoking, and NYHA functional class were not predictive.


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Table 4 Predictors of Cardiac Death or MI for Patients With Dyspnea

 

    Discussion
 Top
 Abstract
 Methods
 Results
 Discussion
 References
 
Among patients referred for exercise echocardiography, those with the primary symptom of dyspnea were at high risk of having coronary artery disease (CAD). Indeed, among patients with dyspnea but no chest pain, 42% had echocardiographic evidence of ischemia and 59% had an abnormal exercise echocardiogram. During 3.1 ± 1.8 years follow-up, MI, coronary revascularization, or death occurred in 23% of these patients.

Compared to those with chest pain, patients with dyspnea alone had twice the incidence of positive (42% vs. 19%) and abnormal exercise echocardiography (59% vs. 29%). During follow-up, patients with dyspnea alone had a higher incidence of MI (4.7% vs. 2.0%), cardiac death (5.2% vs. 0.9%), and all-cause mortality (11.7% vs. 2.3%). Patients with both chest pain and dyspnea were more likely to have positive exercise echocardiography or revascularization, but had other event rates similar to those with dyspnea alone.

It is accepted that the probability of CAD among patients with chest pain depends on the quality of the symptom (10,12). Therefore, we compared the group with dyspnea alone to those with typical angina. Patients with dyspnea remained at increased risk, with an event rate double that of patients with typical angina.

Results of exercise echocardiography were independently predictive of cardiac events among dyspneic patients. Multivariate analysis showed that exercise-induced change in WMSI, an indicator of extent and severity of ischemia, was associated with worse outcome. Male gender, EF, and history of MI were also independent predictors of cardiac events.

Dyspnea is a subjective symptom with multiple potential etiologies. Smoking, a contributor to lung and heart disease, was not predictive of events in our patients. The relationship of dyspnea to functional capacity is imperfect (13), yet workload was independently predictive of mortality. Although symptoms during exercise testing do not correlate well with the severity of ventricular dysfunction (14), EF was an independent predictor of cardiac events and all-cause mortality. Dyspnea may be a manifestation of increased filling pressures or heart failure, which is generally associated with a poor prognosis, even when symptoms are mild (15). Lastly, dyspnea may represent a more advanced state of heart disease. Silent ischemia and dyspnea as an anginal equivalent are well described in patients with diabetes mellitus or after coronary artery bypass grafting, but also occur in others (16).

Diastolic function was not assessed in our patients and may have accounted for symptoms or events as recent data have demonstrated increased mortality in subjects with diastolic dysfunction (17,18). Assessment of diastolic function during exercise has been shown to be feasible (19) and may be beneficial in dyspneic patients

Study limitations.   Patients with lung disease precluding satisfactory echocardiographic images or with recognized noncardiac explanation for dyspnea were excluded. This may have resulted in a concentration of cardiac explanations for dyspnea in this population. However, screening for underlying lung disease was not standardized, so it is probable that patients with noncardiac causes of dyspnea were included. Lastly, all patients were able to perform exercise testing, and most were NYHA functional class I to II. The significance of dyspnea that prevents exercise testing may be different.

Conclusion.   Patients with dyspnea have a high likelihood of ischemia and a high incidence of cardiac events during follow-up. Exercise echocardiography provides independent information for identifying patients at risk of cardiac events. In patients with known or suspected CAD, dyspnea is a serious symptom that requires investigation.


    Acknowledgments
 
We appreciate the dedicated help of the stress echo physicians, nurses, sonographers, and ECG technicians; biostatistician Lynn Urban, BS; and secretary Kim Feils.


    Footnotes
 
Dr. Bergeron was supported by a grant from Laval University, Quebec, Canada. The study was supported by the Mayo Foundation.


    References
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 Methods
 Results
 Discussion
 References
 
1. Gillespie D, Staats B. Unexplained dyspnea. Mayo Clin Proc. 1994;69:657–663[Medline]

2. Pate R, Pratt M, Blair S, et al. Physical activity and public health. A recommendation from the Centers for Disease Control and Prevention and the American College of Sports Medicine. JAMA. 1995;273:402–407[Abstract/Free Full Text]

3. Burns R, Gibbons R, Yi Q, et al. The relationship of left ventricular ejection fraction, end-systolic volume index and infarct size to six-month mortality after hospital discharge following myocardial infarction treated by thrombolysis. J Am Coll Cardiol. 2002;39:30–36[Abstract/Free Full Text]

4. Arruda-Olson A, Juracan E, Mahoney D, McCully R, Roger V, Pellikka P. Prognostic value of exercise echocardiography in 5,798 patients: Is there a gender difference? J Am Coll Cardiol. 2002;39:625–631[Abstract/Free Full Text]

5. Marwick T, Case C, Vasey C, Allen S, Short L, Thomas J. Prediction of mortality by exercise echocardiography: A strategy for combination with the Duke treadmill score. Circulation. 2001;103:2566–2571[Abstract/Free Full Text]

6. Olmos L, Dakik H, Gordon R, et al. Long-term prognostic value of exercise echocardiography compared with exercise 201TI, ECG, and clinical variables in patients evaluated for coronary artery disease. Circulation. 1998;98:2679–2686[Abstract/Free Full Text]

7. Myers J, Prakash M, Froelicher V, Do D, Partington S, Atwood J. Exercise capacity and mortality among men referred for exercise testing. N Engl J Med. 2002;346:793–801[Abstract/Free Full Text]

8. Kwok J, Miller T, Christian T, Hodge D, Gibbons R. Prognostic value of a treadmill score in symptomatic patients with nonspecific ST-T abnormalities on resting ECG. JAMA. 1999;282:1047–1053[Abstract/Free Full Text]

9. Berman D, Kang X, Hayes S, et al. Adenosine myocardial perfusion single-photon emission computed tomography in women compared with men. Impact of diabetes mellitus on incremental prognostic value and effect on patient management. J Am Coll Cardiol. 2003;41:1125–1133[Abstract/Free Full Text]

10. Diamond G, Staniloff H, Forrester J, Pollock B, Swan H. Computer assisted diagnosis in the noninvasive evaluation of patients with suspected coronary artery disease. J Am Coll Cardiol. 1983;1:444–455[Abstract]

11. Schiller N, Shah P, Crawford M, et al. Recommendations for quantitation of the left ventricle by two-dimensional echocardiography. Am Soc Echocardiogr 1989:358–67.

12. Weiner D, Ryan T, McCabe C, et al. Exercise stress testing. Correlations among history of angina, ST-segment response and prevalence of coronary artery disease in the Coronary Artery Surgery Study (CASS). N Engl J Med. 1979;301:230–235[Abstract]

13. Wilson J, Hanamanthu S, Chomsky D, Davis S. Relationship between exertional symptoms and functional capacity in patients with heart failure. J Am Coll Cardiol. 1999;33:1943–1947[Abstract/Free Full Text]

14. Benge W, Litchfield R, Marcus M. Exercise capacity in patients with severe left ventricular dysfunction. Circulation. 1980;61:955–959[Abstract/Free Full Text]

15. Ho K, Anderson K, Kannel W, Grossman W, Levy D. Survival after the onset of congestive heart failure in Framingham Heart Study subjects. Circulation. 1993;88:107–115[Abstract/Free Full Text]

16. Stern S. Angina pectoris without chest pain. Circulation. 2002;106:1906–1908[Free Full Text]

17. Redfield M, Jacobsen S, Burnett J, Mahoney D, Bailey K, Rodeheffer R. Burden of systolic and diastolic ventricular dysfunction in the community. Appreciating the scope of the heart failure epidemic. JAMA. 2003;289:194–202[Abstract/Free Full Text]

18. Dougherty A, Naccarelli G, Gray E, Hicks C, Goldstein R. Congestive heart failure with normal systolic function. Am J Cardiol. 1984;54:778–782[CrossRef][Medline]

19. Ha J, Lulic F, Bailey K, et al. Effects of treadmill exercise on mitral inflow and annular velocities in healthy adults. Am J Cardiol. 2003;91:114–115[CrossRef][Medline]




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