REVIEW ARTICLE
Nuclear factor kappa-B and the heart
Guro Valen, MD, PhD*,
Zhong-qun Yan, PhD
and
G.öran K. Hansson, MD, PhD
* Crafoord Laboratory of Experimental Surgery, Karolinska Hospital, Stockholm, Sweden
Center of Molecular Medicine, Karolinska Hospital, Stockholm, Sweden
Manuscript received November 29, 2000;
revised manuscript received April 11, 2001,
accepted April 25, 2001.
Reprint requests and correspondence: Dr. Guro Valen, Crafoord Laboratory of Experimental Surgery L6:00, Karolinska Hospital, S-171 76 Stockholm, Sweden
Guro.Valen{at}cmm.ki.se
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Abstract
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Nuclear factor kappa-B (NF
B), a redox-sensitive transcription factor regulating a battery of inflammatory genes, has been indicated to play a role in the development of numerous pathological states. Activation of NF
B induces gene programs leading to transcription of factors that promote inflammation, such as leukocyte adhesion molecules, cytokines, and chemokines, although some few substances with possible anti-inflammatory effects are also NF
B regulated. The present article reviews basic regulation of NF
B and its activation, cell biological effects of NF
B activation and the role of NF
B in apoptosis. Evidence involving NF
B as a key factor in the pathophysiology of ischemia-reperfusion injury and heart failure is discussed. Although activation of NF
B induces pro-inflammatory genes, it has lately been indicated that the transcription factor is involved in the signaling of endogenous myocardial protection evoked by ischemic preconditioning. A possible role of NF
B in the development of atherosclerosis and unstable coronary syndromes is discussed. Nuclear factor kappa-B may be a new therapeutic target for myocardial protection.
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Abbreviations and Acronyms
| | IAP | = inhibitor of apoptosis | | ICAM | = intercellular adhesion molecule | | IL | = interleukin | I B | = inhibitory kappa-B | | IKK | = inhibitory kappa-B kinase complex | | LPS | = lipopolysaccharide | | MAPK | = mitogen-activated protein kinase | NF B | = nuclear factor kappa-B | | NO | = nitric oxide | | TLR | = toll-like receptor | TNF- | = tumor necrosis factor-alpha | | XIAP | = X-linked inhibitor of apoptosis protein |
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Nuclear factor kappa-B (NF
B) is a redox-sensitive transcription factor regulating a battery of inflammatory genes; it has been implicated as important for initiation and progression of pathogenesis in atherosclerosis, inflammatory bowel disease, autoimmune arthritis, glomerulonephritis, asthma, lung fibrosis, septic shock, carcinogenesis and AIDS (13). A key role for NF
B is becoming apparent in the pathophysiology of myocardial ischemia-reperfusion injury, ischemic preconditioning and unstable angina.
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Activation of NF B
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Nuclear factor kappa-B can be activated by reactive oxygen intermediates, hypoxia/anoxia, hyperoxia, cytokines, protein kinase C activators, mitogen-activated protein kinase (MAPK) activators, bacterial or viral products, such as lipopolysaccharide (LPS), dsRNA, or the human T-cell leukemia virus type 1 Tax protein, and by UV-radiation (17). A schematic presentation of NF
B activation is shown in Figure 1. NF
B regulates genes involved in both innate and adaptive immunity, among them pro-inflammatory cytokines, chemokines, leukocyte adhesion molecules and inflammatory enzymes (for details see reviews 14). The NF
B family consists of the members p50, p52, p65 (RelA), c-Rel, and RelB, which form various homo- and heterodimers, where the most common active form is the p50 or p52/RelA heterodimer. The NF
B dimers in resting cells reside in the cytoplasm in an inactive form bound to inhibitory proteins known as I
B. At least six I
B proteins are involved in controlling the activity of the NF
B dimer (14). Both I
B
and I
Bß, the two stimulus-regulatory proteins of NF
B, have two N-terminal serine residues that are phosphorylated in response to diverse stimuli. The phosphorylated I
Bs are then ubiquitinated and proteolytically degraded. This process activates NF
B, which translocates to the nucleus and binds to promoter or enhancer regions of specific genes, initiating transcription (14).
A crucial step in the activation of NF
B is the phosphorylation of I
Bs by a 700- to 900-kDa multimeric complex, referred to as the I
B kinase (IKK) complex (8). The IKK complex consists of two catalytic subunits (IKK1/IKK
and IKK2/IKKß) (911), the NF
B essential modulator alternatively referred to as NEMO (12), IKK
(13), IKK-associated protein (14) or FIP-3 (15). Although not itself a kinase, NEMO mediates crucial protein-protein interactions, possibly with upstream activators of the kinase complex (12,13). Activation of the IKK complex is mediated via phosphorylation of either IKK
or IKKß by the upstream kinases, including NF
B-inducing kinase (NIK) and MEKK1 of the MAP3K family (1619). The I
B is then recruited into the IKK complex through phosphorylation of serine residues. Although IKK
and IKKß share a high degree of similarities in sequence and substrate specificity, the analysis of IKK function by targeted disruption of the corresponding genes in mice reveals that their functions are not interchangeable. IKK
plays a crucial role in keratinocyte differentiation, but it is not required for cytokine-dependent activation of NF
B. In contrast, IKKß is essential for NF
B activation by pro-inflammatory stimuli.
Recently, an additional IKK complex has been suggested (20). This novel IKK complex contains an I
B kinase referred as to IKK
. Intriguingly, the purified IKK
is capable of phosphorylating only one of the serine residues, S32, but not S36 of I
B
. However, the endogenous IKK
derived from phorbol myristate acetate-treated cells could phosphorylate both S32 and S36, implying the possibility of another unknown I
B kinase existing in the IKK complex. In addition, an LPS-inducible I
B kinase, IKKi, has also been identified (21). Expression of IKKi can be induced, particularly in immune cells in response to LPS and pro-inflammatory cytokines, including tumor necrosis factor-alpha (TNF-
), interleukin (IL)-1ß and IL-6. Overexpression of IKKi results in phosphorylation of I
B
, preferentially S36. Moreover, IKKi has been shown to phosphorylate TRAF1 as well as to induce c-Jun N-terminal kinase upon stimulation (22). Thus, IKKi may have more divergent functions than the other IKKs.
The kinase cascades for NF
B-activation may follow several stimulus-dependent pathways. For example, protein kinase C, protein kinase A, protein kinase R, Raf, eukaroytic initiation factor-2-kinase, casein kinase II and mitogen-activated kinase can phosphorylate I
B
without being site-specific (not on serine residues). Site-specific kinases discussed above predominantly phosphorylate IKKß (24). The composition of the NF
B dimer and its regulatory protein, the nature of the stimulus and the number of concensus sites in the target gene will influence the activity and amount of transcribed product after NF
B activation. Additionally, NF
B works in cooperation with other transcription factors, in particular, activator protein-1 (AP-1) (1,23).
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Cell biological effects of NF B activation
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Pro-inflammatory cytokines produced by macrophages, T cells and other cells exert their actions on target cells by transactivating NF
B (i.e., by initiating the signal cascade described above) (3,24,25). Most cells express receptors for the pro-inflammatory cytokines, IL-1ß and TNF-
, and they also contain the IKK complex needed for signal transduction. Cells such as leukocytes, vascular endothelial and smooth muscle cells, cardiomyocytes and fibroblasts therefore respond to pro-inflammatory cytokines by NF
B activation (3,2426). This leads to or enhances expression of a host of genes, including those encoding several cytokines (e.g., IL-6 and IL-12), leukocyte adhesion molecules (e.g., ICAM-1, VCAM-1, E-selectin), matrix metalloproteinases, cyclooxygenase-2 and inducible nitric oxide (NO) synthase (2734). Also, NF
B activation induces the expression of pro-inflammatory cytokines in a positive feedback loop. By inducing secretion of IL-6, NF
B-mediated stimuli act on the liver and brain to cause the systemic signs of inflammation (35).
The NF
B pathway is used not only by pro-inflammatory cytokines but also by microbial products. In particular, endotoxins of gram-negative bacteria signal through NF
B after ligation of their LPS moieties to receptors of the Toll-like receptor (TLR) family (36,37). This gene family is named after the Toll gene, a developmental regulatory gene in Drosophila. Recently, TLR-4 was identified as the signaling LPS receptor in man and other mammals (36,37). Septic shock therefore causes symptoms indistinguishable from those elicited when immune cells are activated to produce pro-inflammatory cytokines (37). Both TLRs, NF
B and downstream products such as NO, are phylogenetically old molecules, and it is likely that TLR/NF
Bmediated response to bacteria has been a key mechanism through evolution for the protection of multicellular organisms against pathogenic invaders.
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NF B in apoptosis
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Because the NF
B pathway is involved in pathological responses, it was believed to activate cell-death pathways. In endotoxinemia, acute and overwhelming NF
B activation can indeed lead to widespread endothelial cell death with permeability disturbances and disseminated coagulation (26). However, it has become apparent that NF
B can also protect cells from death. Tumor necrosis factor-alpha can cause programmed cell death (i.e., apoptosis), and this is often paralleled by increased NF
B activation (38). Surprisingly, inhibition of NF
B increased rather than reduced cell death in these experiments (39). This would suggest that NF
B can actually serve as a survival factor. Such a protective role for NF
B was also observed in p65/RelA knockout mice, which died embryonally from extensive liver apoptosis (40). A similar conclusion was reached in studies of vascular smooth muscle cells, in which TNF-
can also induce programmed cell death (41). These cells express NF
B constitutively (42). If NF
B is inhibited (e.g., by the chemical pyrrolidine dithiocarbamate or by transfecting a virus that overexpresses I
B
), the smooth muscle cells die (43,44).
The paradoxical "survival" action of NF
B is due to an induction of antiapoptotic factors (40,45). In particular, the genes for inhibitor of apoptosis protein-1 (IAP-1) (46) and X-linked inhibitor of apoptosis protein (XIAP) contain NF
B elements in its promoters (43,47). The NF
B transactivation leads to IAP-1 and XIAP gene expression, and the protein product inhibits several of the caspase enzymes involved in the cell-death program. Additionally, NF
B may upregulate the mitochondrial antiapoptotic factor Bcl-2 (48), perhaps in a positive feedback loop as Bcl-2 downregulates I
B
, thus increasing NF
B activation (49). Additional feedback loops modulate NF
B activation during cytokine signaling and the apoptotic cascade. For instance, caspase 8 can inactivate the kinase RIP that is needed for TNF-induced NF
B activation (50). Activation of the caspase cascade during apoptosis therefore downregulates NF
B-dependent antiapoptotic pathways.
Studies in different experimental models support the notion that NF
B can protect cells from death. For instance, loss of one of the NF
B subunits reduces cell death in an ischemia/reperfusion stroke model (51). The IKK / mice die at midgestation owing to massive liver apoptosis, and IKK-deficient cells are sensitive to TNF-induced apoptosis (5254). Why can NF
B induce both survival signals and detrimental molecules? A likely explanation may be that the inflammatory program mediated through NF
B activation generates toxic molecules that can kill invading microorganisms without damaging the host cells. The induction by NF
B of a survival program in parallel with potentially dangerous enzymes such as matrix metalloproteinase-9 and NO synthase (28,55,56) might therefore provide protection for the cytokine-responding cell. In addition, NF
B-mediated expression of iNOS will eventually lead to an NO-dependent increase in I
B
expression (57); this is likely to turn off the cytokine program that involves signals for death as well as survival and activation (58). It is apparent that the role of NF
B in the regulation of cell viability is multidimensional and much further work will be needed for a complete understanding of these mechanisms.
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NF B in myocardial ischemia-reperfusion
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Nuclear factor kappa-B is activated by myocardial ischemia and reperfusion (5961), including in the human heart subjected to cardioplegia and reperfusion during open heart surgery (62). In isolated hearts this starts shortly after initiation of ischemia and is augmented by reperfusion (59). In hearts subjected to in vivo infarction, NF
B-activation is biphasic, peaking after 15 min and 3 h reperfusion, possibly corresponding to a primary activation by reactive oxygen intermediates and a secondary activation by pro-inflammatory cytokines produced by the first activation (60). A detrimental role of NF
B during reperfusion is suggested indirectly by functional studies of the genes it regulates: inhibition of leukocyte adhesion, cytokines, and chemokines during reperfusion protects the heart against reperfusion injury (61,6365).
More direct evidence for a detrimental role of NF
B is supplied by Morishita et al. (66), who transfected rats intracoronary with a double-stranded oligonucleotide containing the NF
B cis-element before coronary artery ligation. The decoy inhibited NF
B activation during reperfusion and concomitantly reduced infarct size (66). When the decoy was used for transfection and heterotopic transplantation three days prior to Langendorff-perfusion with Krebs-Henseleit buffer containing rat leukocytes, improved cardiac function during reperfusion was found together with reduced neutrophil adherence and tissue IL-8 production (67). Several of the genes that NF
B regulates, such as cytokines and leukocyte adhesion molecules, are implemented in reperfusion injury (61,6365). Finally, a role of NF
B-activation in cardiac allograft rejection has been suggested, as pharmacological inhibition of NF
B prolongs survival of heterotopic transplants (68).
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NF B in ischemic preconditioning
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Ischemic preconditioning (short episodes of ischemia and reperfusion), which profoundly reduces infarct size and improves cardiac function during reperfusion, can be performed less than 2 h (classic preconditioning) or 24 to 72 h (delayed preconditioning) before sustained ischemia. However, the clinical application is thus far hampered by failure to determine mechanisms underlying the response. A possible role for NF
B in ischemic preconditioning has recently been suggested (6971). Indirect evidence for this is provided by the intracellular signaling pathways of preconditioning in rats and rabbits: activation of protein kinase C, tyrosine kinase and p38 MAPK appears to be crucial for the response, and these kinases also activate NF
B (69,70,72). The NF
B is activated during the preconditioning episodes, and pharmacological inhibition of NF
B abolishes the cardioprotection in both classic and delayed models (6971). Trigger substances for preconditioning are suggested to be reactive oxygen intermediates, which induce NF
B activation (73). Adenosine has been indicated as another trigger of the preconditioning response, as infusion of adenosine can evoke the response, probably through A1 receptor stimulation. Purines may induce activation of NF
B (74,75), although this finding is controversial (76). Preconditioning of adenosine protected a human cardiomyocyte cell line via a p38 MAPK pathway (77), whereas adenosine A1 receptor stimulation could evoke delayed preconditioning in the intact rabbit via upregulation of the NF
B-regulated manganese superoxide dismutase (78). Nitric oxide has been suggested as both a trigger and a mediator of the preconditioning response, and this has recently been reviewed by Bolli et al. (79). Nitric oxide donors activate myocardial NF
B, and inhibition of NO during the preconditioning episodes abolishes the beneficial effects (79). The NO theory of preconditioning has recently been linked to the adenosine theory, as A1 receptor agonists could evoke preconditioning in wild-type mice but not in mice with targeted disruption of the inducible NO synthase gene (80).
Myocardial protection by NF
B activation may be caused by induction of an NF
B-regulated mediator, such as manganese superoxide disumutase as discussed above (78). Recently, both inducible cyclooxygenase (81) and inducible NO synthase (82) have been indicated as mediators of delayed preconditioing through studies in knockout mice, who, as opposed to the wild types, could not be protected by preconditioning. Myocardial protection by NF
B activation could also be caused by a downregulation of the inflammatory response during reperfusion. Morgan et al. (71) found a reduced activation of NF
B after sustained ischemia in hearts that had been subjected to preconditioning. Similarily, we found reduced activation of NF
B during ischemia and reperfusion in hearts of rats that had been pretreated with hyperoxia, probably secondary to an increase of I
B
in hyperoxic hearts with induced protection (83). In human umbilical vein endothelial cells preconditioned by hydrogen peroxide, reduced upregulation of cytokines and leukocyte adhesion molecules after subsequent stimulation with TNF-
was found (84). Heat shock proteins of the 70-kDa family, which are upregulated during preconditioning by other pathways, have been suggested as mediators of ischemic adaption (85). Heat shock proteins modulate AP-1 and NF
B DNA binding activity (86,87) and might reduce NF
B activation and thereby reduce inflammation during reperfusion. A last possible route of NF
B-mediated cardioprotection is through the antiapoptotic effect of preconditioning. Preconditioning reduces apoptosis during reperfusion, which may be linked to an NF
B-dependent increase of cardiac Bcl-2 (48,70).
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A role for NF B in atherosclerosis and unstable coronary syndromes
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Nuclear factor kappa-B may play a role in the development of atherosclerosis by transducing pathogenic stimulation to expression of genes that promote recruitment and activation of inflammatory cells in the plaque. The NF
B-regulated inflammatory mediators such as cytokines, inducible NO synthase and leukocyte adhesion molecules have been detected in atherosclerotic lesions (8890). Activated NF
B has been indentified in macrophages, smooth muscle cells and endothelial cells in human atherosclerotic plaques but not in healthy vessels (91,92). Activation of NF
B may occur after stimulation of lesional cells by pathogenically important factors such as reactive oxygen species involved in low-density lipoprotein oxidation and components of microorganisms such as Chlamydia pneumoniae (93). This notion is supported by the observation that mice deficient in NF
B signaling exhibit reduced fatty-streak formation when fed a fatty diet (94).
Unstable coronary syndromes are currently believed to be caused by rupture of an atherosclerotic plaque due to local events, which may be of infectious, immunologic, or general inflammatory etiology (95,96). Plaques from patients with unstable coronary syndromes exhibit increased expression of several NF
B-regulated genes, including tissue factor, an initiator of coagulation, the cytokines IL-1, TNF-
, interferon-
and IL-6 and inducible NO synthase (89,91,95100). These patients have a general inflammatory response: the acute-phase reactant C-reactive protein is increased, as are soluble leukocyte adhesion molecules and markers of leukocyte activation (96,101104). Ritchie (104) recently showed that NF
B is activated in peripheral leukocytes from patients with unstable angina. Interestingly, it has lately been observed that pericardial fluid from patients with unstable angina obtained during open heart surgery induced apoptotic cell death in murine endothelial cells independently of Fas and TNF-
(105). Apoptosis may be important in plaque activation by destabilizing the plaque cap (106). Whether the systemic response of unstable angina is a cause or a consequence of disease remains controversial. However, it is noteworthy that several proteolytic enzymes proposed to be instrumental for plaque rupture are transcriptionally regulated through NF
B elements.
Unstable angina reduces morbidity and mortality of acute myocardial infarction, probably because of a preconditioning effect (107). We postulated that unstable angina would elicit a tissue response analogous to cardiac and remote preconditioning, and we assessed NF
B activation in right atrial biopsies (108). Nuclear factor kappa-B was activated in nuclear extracts from unstable patients with recent or ongoing symptoms. Additionally, some of the protective proteins associated with delayed preconditioning, namely heat-shock protein 72 and endothelial NO synthase, were increased in atrial tissue from unstable patients (108). Paradoxically, unstable coronary syndromes increase the morbidity and mortality of coronary artery bypass grafting (109). It must be kept in mind in this context that unstable patients scheduled for acute coronary revascularization are a heterogenous group, where the time frame between onset of symptoms and the surgery may be far beyond the range of the time frame indicated for the preconditioning response (0 to 2 or 24 to 72 h).
Furthermore, open heart surgery represents a massive inflammatory trauma with systemic increases of pro-inflammatory cytokines, soluble leukocyte adhesion molecules, neutrophil activation and endotoxemia due to major surgery itself, extracorporeal circulation and cardiac ischemia-reperfusion (110). The inflammatory response to cardioplegia and reperfusion in patients with unstable angina is more severe than in stable patients, evidenced as increased myocardial gene expression of some NF
B-regulated mediators during reperfusion (62). Thus, the role of NF
B in unstable coronary syndromes is not clear, and it appears to be multifacilitated.
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NF B in heart failure
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Recent evidence has suggested that an inflammatory response participates in the development of heart failure, and NF
B may also be of importance in this aspect of pathologies (111116). Myocardial tissue from patients with heart failure of various etiologies exhibits activation of NF
B (111) and increased expression of genes it regulates such as inducible cyclo-oxygenase, TNF-
, inducible NO synthase and leukocyte adhesion molecules (111116). The expression of NF
B-regulated pro-inflammatory genes appears to be independent of etiology of failure but appears connected to the degree of disease (111116). The human TLR-4 is not expressed in the normal heart but is expressed in remodeling murine myocardium and in patients with idiopathic dilated cardiomyopathy, indicating activation of innate immunity in the injured myocardium (117). Signaling to TLR-4 activation may be dependent on TLR-2 in myocytes as a response to oxidative stress (118). When either TLR-2 or TLR-4 was blocked, increased cytotoxicity was found, indicating that NF
B is important for remodeling and repair of injured myocardium (117,118).
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Summary
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Research over recent years indicates that the transcription factor NF
B may play a key role in the pathophysiology of myocardial ischemia-reperfusion injury, ischemic preconditioning, apoptosis, atherosclerosis, unstable coronary syndromes and heart failure. Although activation of NF
B aggravates ischemic injury, it appears to trigger protection in preconditioning. This may be due to reduction of apoptosis, reduction of inflammation or upregulation of protective substances such as manganese superoxide dismutase, inducible cyclooxygenase and inducible NO synthase. Both systemic and cardiac activation of NF
B have been found in unstable coronary syndromes, although the functional consequences are as yet undetermined. Thus, NF
B may be a new therapeutic target for increased myocardial protection.
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Footnotes
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This work is supported by the Swedish Medical Research Council (projects 6816 and 12665) and the Swedish Heart-Lung Foundation.
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